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Old 12 December 2017, 06:32 AM   #23
Langnam
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Join Date: Jul 2006
Location: USA
Posts: 954
Maybe the rules are different for Private Equity guys and it's industry, but I can tell you from the Wall Street side of the business, i.e. Private Wealth management and or Financial Advisors, it is not permitted either by firms or FINRA to tout stocks or even recommend them on forums as the advisor really has no way of knowing risk tolerances, investment goals, horizons, etc.
of the various members.

I've been working on the private client side of Wall St. since 1984 and know the regs.

These ideas are coming across as recommendations that would not pass at a broker/dealer firm.

Caveat emptor.


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